Transaction Surveillance Senior Officer
年収
Location
Job Overview And Responsibility
- Analyze large data sets to discover transactional pattern, examine financial data and filter for targeted information using traditional as well as advanced analytical methodologies. Conduct further investigation into reports of suspected money laundering activities and to provide recommendations to Country Head of Compliance/AFC I&I Head on the validity, the timeliness and the need for reporting to relevant authorities, where appropriate; ensure a speedy and appropriate reaction to any matter in which money laundering or terrorist is suspected; other AML and sanction related tasks as assigned by Country Head of Compliance/AFC I&I Head where applicable. - Oversee and conduct special and complex AML/CFT/Sanction related investigations across multiple business units in Vietnam and across the UOB Group; - Develop financial crime intelligence proactively to identify and address financial crime threats that have an impact to UOB Group. Deliver analysis and reports that articulates to Head of Compliance; Produce regular management information reports for financial crime governance purposes. - Collaborate with regional AFC teams to address significant financial crime risk and threats. Handling - Group and regulatory reports in accordance with local regulations and group compliance. Tracking management's resolution of outstanding audit and inspection issues on AML/CFT & Sanctions. Implement AFC-related projects and processes for continuous monitoring of the Bank AML/CFT/Sanction activities. - Review and calibrate (where applicable) parameters/thresholds for continuous monitoring of the Bank’s customers ‘activities. - Proactively engage local enforcement agencies to ensure that the investigation standards and processes are aligned to regulatory requirements and expectations especially in the filling of STR. - Other Compliance tasks assigned by Compliance Head/ AFC Investigation & Intelligence Head where require.
Required Skills and Experience
- Bachelor’s degree in banking, economic, law. - Min 5 years’ experience in Banking, KYC and AML solutions. - Excellent research skill including experience with online research tools and databases. - Strong analytical and a good understanding of conducting funds tracing and transaction analysis. - Good knowledge/understanding of banking and financial services laws & regulations, compliance best practices and - Understanding of financial products & systems. - The ability to work effectively, under pressure, in a rapid changing environment, as well as autonomously and as an effective member of a dynamic team. - Strong interpersonal, communication and presentation skills. - Work well with banking systems. - Deep understanding of the banking industry or segments within it (e.g., wholesale or commercial banking) is a big plus - Preferred Legal background and experience in banking
Why Candidate should apply this position
Benefits will be shared in details for successful candidates
Preferred skills and experiences
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